Stories Tagged: SEC

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Dispatch Achieves SOC 2 Compliance Certification to Strengthen Security and Compliance Posture

Dispatch, a B2B last-mile delivery platform, has achieved SOC 2 Type 2 compliance certification,... (2 revisions)

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SEC Amends Deadlines and Other Rules for Reporting Beneficial Ownership on Schedules 13D and 13G

The Securities and Exchange Commission (SEC) has amended the rules governing beneficial... (3 revisions)

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SEC Division of Examinations Publishes 2024 Examination Priorities, Prioritizing Market Structure Reforms

The Securities and Exchange Commission (SEC) has proposed four rules to reform the structure of... (4 revisions)

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Kent Lake Capital Increases Stake in Calavo Growers, Inc.

Kingswood Wealth Advisors LLC, a financial firm, has significantly increased its holdings in... (4 revisions)

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SEC Proposes Rule to Require Investment Advisers to Implement Customer Identification Programs

The Securities and Exchange Commission (SEC) has proposed a rule that would require investment... (4 revisions)

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Florida C Micah Handlogten Breaks Leg in SEC Title Game; G Riley Kugel Enters Transfer Portal

In a devastating turn of events, Florida center Micah Handlogten suffered a broken leg just over... (5 revisions)

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SEC Charges ArciTerra Companies and CEO Jonathan Larmore with $35 Million Fraud

The Securities and Exchange Commission (SEC) has charged Phoenix-based real estate investment... (6 revisions)

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SEC Faces Criticism for Closing Salt Lake City Office and Reassigning Employees; Southern Poverty Law Center Lays Off Employees Amid Restructuring

The US Securities and Exchange Commission (SEC) is facing criticism for its decision to close... (6 revisions)

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Rebel Satoshi's Presale Surpasses Expectations, Garnering Unprecedented Interest

Rebel Satoshi, the rebel-themed meme coin, has made waves in the cryptocurrency market with its... (6 revisions)

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The Impact of Omissions on MD&A Statements and Regulation S-K: April 2024 Update

The third quarter reporting season is underway, with companies publishing their financial... (7 revisions)

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Ranger Investment Management Increases Holdings in Steven Madden, Ltd.

Ranger Investment Management L.P. has increased its holdings in shares of Steven Madden, Ltd.... (7 revisions)

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Digital Chamber Advocates for NFT Exemption from SEC Regulations

The world of real estate is constantly evolving, with new technologies and innovations shaping... (9 revisions)

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Ripple's Regulatory Breakthrough in Singapore and Dubai, XRP Holders Earning Passive Income

Singapore has granted Ripple a full license to provide cryptocurrency services in the country,... (10 revisions)

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U.S. House Advances Study on EU Corporate Sustainability Directives

On September 19, 2024, the U.S. House of Representatives approved a comprehensive investor... (13 revisions)

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US SEC Imposes $250 Million Fine on Tingo Founder Dozy Mmobuosi

In a significant development in the financial sector, Dozy Mmobuosi, the CEO of Tingo Group, has... (14 revisions)

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The Impact of Shareholder Capitalism on American Workers

In recent discussions surrounding the American economy, Robert B. Reich critiques the shift from... (14 revisions)

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Vitalik Buterin's Visit to Binance Sparks Speculation of Collaboration

Vitalik Buterin, co-founder of Ethereum, recently made a surprising visit to the Binance office,... (15 revisions)

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GQG Partners Settles SEC Charges with $5 Million Penalty Over Whistleblower Violations

GQG Partners LLC, led by Rajiv Jain, has settled charges with the U.S. Securities and Exchange... (16 revisions)

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SEC Finalizes Climate Risk Disclosure Rules, Faces Legal Challenges

The US Securities and Exchange Commission (SEC) has finalized sweeping climate risk disclosure... (17 revisions)

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OpenAI Whistleblowers Allege Restrictive Non-Disclosure Agreements, Request SEC Investigation

OpenAI, the artificial intelligence research lab, is facing allegations that it illegally... (18 revisions)

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Cynthia Lummis Anticipates Positive Crypto Regulation Shift with Republican Senate Control

Senator Cynthia Lummis predicts significant regulatory changes for crypto assets if the Senate... (20 revisions)

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Elon Musk Faces SEC Scrutiny Over Missed Deposition and Severance Lawsuit Dismissal

Elon Musk is currently navigating multiple legal challenges, including a recently dismissed... (22 revisions)

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SolarWinds Security Chief Advocates for Stricter Cyber Laws Amid SEC Charges

Tim Brown, the chief information security officer at SolarWinds, has called for tighter... (23 revisions)

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XRP Strengthens Amid Whale Accumulation and Upcoming Stablecoin Launch

XRP has shown notable strength recently, trading near $0.548 after significant gains on October... (32 revisions)

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Winklevoss Twins Donate Bitcoin to Support John Deaton's Campaign Against Senator Elizabeth Warren

Cameron and Tyler Winklevoss, founders of the Gemini crypto exchange, have donated $1 million in... (40 revisions)

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Circle Moves Headquarters to New York Ahead of IPO

Circle, the issuer of USDC, announced its relocation of global headquarters to New York City,... (49 revisions)

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Are Crypto Airdrops at Risk? SEC's Regulatory Moves Under Scrutiny

The cryptocurrency landscape is facing increasing scrutiny as House Republicans Tom Emmer and... (81 revisions)