Stories Tagged: SEC

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Trump's Tech Appointees: A Shift Towards Deregulation?

On December 21, 2024, Donald Trump announced significant appointments in his administration that... (103 revisions)

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Dispatch Achieves SOC 2 Compliance Certification to Strengthen Security and Compliance Posture

Dispatch, a B2B last-mile delivery platform, has achieved SOC 2 Type 2 compliance certification,... (2 revisions)

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SEC Amends Deadlines and Other Rules for Reporting Beneficial Ownership on Schedules 13D and 13G

The Securities and Exchange Commission (SEC) has amended the rules governing beneficial... (3 revisions)

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SEC Division of Examinations Publishes 2024 Examination Priorities, Prioritizing Market Structure Reforms

The Securities and Exchange Commission (SEC) has proposed four rules to reform the structure of... (4 revisions)

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Kent Lake Capital Increases Stake in Calavo Growers, Inc.

Kingswood Wealth Advisors LLC, a financial firm, has significantly increased its holdings in... (4 revisions)

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SEC Proposes Rule to Require Investment Advisers to Implement Customer Identification Programs

The Securities and Exchange Commission (SEC) has proposed a rule that would require investment... (4 revisions)

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SEC Charges ArciTerra Companies and CEO Jonathan Larmore with $35 Million Fraud

The Securities and Exchange Commission (SEC) has charged Phoenix-based real estate investment... (6 revisions)

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Court Strikes Down Nasdaq's Diversity Board Rules: Implications for Corporate Governance

In a significant ruling, the Fifth Circuit Court of Appeals struck down Nasdaq's diversity board... (6 revisions)

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SEC Faces Criticism for Closing Salt Lake City Office and Reassigning Employees; Southern Poverty Law Center Lays Off Employees Amid Restructuring

The US Securities and Exchange Commission (SEC) is facing criticism for its decision to close... (6 revisions)

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Rebel Satoshi's Presale Surpasses Expectations, Garnering Unprecedented Interest

Rebel Satoshi, the rebel-themed meme coin, has made waves in the cryptocurrency market with its... (6 revisions)

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The Impact of Omissions on MD&A Statements and Regulation S-K: April 2024 Update

The third quarter reporting season is underway, with companies publishing their financial... (7 revisions)

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Ranger Investment Management Increases Holdings in Steven Madden, Ltd.

Ranger Investment Management L.P. has increased its holdings in shares of Steven Madden, Ltd.... (7 revisions)

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How Can Organizations Effectively Respond to Rising Data Breach Costs?

Cybercrime inflicted a staggering $12.5 billion in damages on the U.S. economy last year, with... (8 revisions)

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Ripple's Regulatory Breakthrough in Singapore and Dubai, XRP Holders Earning Passive Income

Singapore has granted Ripple a full license to provide cryptocurrency services in the country,... (10 revisions)

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US SEC Imposes $250 Million Fine on Tingo Founder Dozy Mmobuosi

In a significant development in the financial sector, Dozy Mmobuosi, the CEO of Tingo Group, has... (14 revisions)

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The Impact of Shareholder Capitalism on American Workers

In recent discussions surrounding the American economy, Robert B. Reich critiques the shift from... (14 revisions)

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Vitalik Buterin's Visit to Binance Sparks Speculation of Collaboration

Vitalik Buterin, co-founder of Ethereum, recently made a surprising visit to the Binance office,... (15 revisions)

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GQG Partners Settles SEC Charges with $5 Million Penalty Over Whistleblower Violations

GQG Partners LLC, led by Rajiv Jain, has settled charges with the U.S. Securities and Exchange... (16 revisions)

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SEC Finalizes Climate Risk Disclosure Rules, Faces Legal Challenges

The US Securities and Exchange Commission (SEC) has finalized sweeping climate risk disclosure... (17 revisions)

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OpenAI Whistleblowers Allege Restrictive Non-Disclosure Agreements, Request SEC Investigation

OpenAI, the artificial intelligence research lab, is facing allegations that it illegally... (18 revisions)

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SolarWinds Security Chief Advocates for Stricter Cyber Laws Amid SEC Charges

Tim Brown, the chief information security officer at SolarWinds, has called for tighter... (23 revisions)

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State Attorneys General Challenge SEC's Authority Over Digital Assets

In a significant legal challenge, 18 state attorneys general, alongside the DeFi Education Fund,... (28 revisions)

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How Recent Supreme Court Rulings Are Reshaping Regulatory Landscape

In June 2024, the U.S. Supreme Court made a landmark decision to overrule the Chevron deference,... (34 revisions)

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Winklevoss Twins Donate Bitcoin to Support John Deaton's Campaign Against Senator Elizabeth Warren

Cameron and Tyler Winklevoss, founders of the Gemini crypto exchange, have donated $1 million in... (40 revisions)

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Circle Moves Headquarters to New York Ahead of IPO

Circle, the issuer of USDC, announced its relocation of global headquarters to New York City,... (49 revisions)

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How Will Trump's Bitcoin Reserve Initiative Shape Global Crypto Dynamics?

In a recent BitPinas Webcast, experts discussed the implications of Donald Trump's presidency on... (88 revisions)