Stories Tagged: SEC

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Dispatch Achieves SOC 2 Compliance Certification to Strengthen Security and Compliance Posture

Dispatch, a B2B last-mile delivery platform, has achieved SOC 2 Type 2 compliance certification,... (2 revisions)

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SEC Proposes Market Structure Reforms and Releases Examination Priorities for 2024

The Securities and Exchange Commission (SEC) has proposed four rules to reform the structure of... (2 revisions)

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SEC Amends Deadlines and Other Rules for Reporting Beneficial Ownership on Schedules 13D and 13G

The Securities and Exchange Commission (SEC) has amended the rules governing beneficial... (3 revisions)

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SEC Division of Examinations Publishes 2024 Examination Priorities, Prioritizing Market Structure Reforms

The Securities and Exchange Commission (SEC) has proposed four rules to reform the structure of... (4 revisions)

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Kent Lake Capital Increases Stake in Calavo Growers, Inc.

Kingswood Wealth Advisors LLC, a financial firm, has significantly increased its holdings in... (4 revisions)

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Enhancing Boardroom Accountability with Cyber Risk Quantification in the Wake of SolarWinds SEC Complaint

A complaint filed by the US Securities and Exchange Commission (SEC) against SolarWinds and its... (5 revisions)

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Florida C Micah Handlogten Breaks Leg in SEC Title Game; G Riley Kugel Enters Transfer Portal

In a devastating turn of events, Florida center Micah Handlogten suffered a broken leg just over... (5 revisions)

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SEC Charges ArciTerra Companies and CEO Jonathan Larmore with $35 Million Fraud

The Securities and Exchange Commission (SEC) has charged Phoenix-based real estate investment... (6 revisions)

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SEC Faces Criticism for Closing Salt Lake City Office and Reassigning Employees; Southern Poverty Law Center Lays Off Employees Amid Restructuring

The US Securities and Exchange Commission (SEC) is facing criticism for its decision to close... (6 revisions)

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Rebel Satoshi's Presale Surpasses Expectations, Garnering Unprecedented Interest

Rebel Satoshi, the rebel-themed meme coin, has made waves in the cryptocurrency market with its... (6 revisions)

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The Impact of Omissions on MD&A Statements and Regulation S-K: April 2024 Update

The third quarter reporting season is underway, with companies publishing their financial... (7 revisions)

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Ranger Investment Management Increases Holdings in Steven Madden, Ltd.

Ranger Investment Management L.P. has increased its holdings in shares of Steven Madden, Ltd.... (7 revisions)

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Ripple's Regulatory Breakthrough in Singapore and Dubai, XRP Holders Earning Passive Income

Singapore has granted Ripple a full license to provide cryptocurrency services in the country,... (10 revisions)

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Retail Investors Show Interest in Triple-Leveraged US Equity ETFs Amid Recession Concerns

Retail investors are showing increased interest in triple-leveraged US equity ETFs [cec6a5b6].... (12 revisions)

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Vitalik Buterin's Visit to Binance Sparks Speculation of Collaboration

Vitalik Buterin, co-founder of Ethereum, recently made a surprising visit to the Binance office,... (15 revisions)

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SEC Finalizes Climate Risk Disclosure Rules, Faces Legal Challenges

The US Securities and Exchange Commission (SEC) has finalized sweeping climate risk disclosure... (17 revisions)

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Fired SpaceX Workers Sue Elon Musk Over Workplace Abuses: Lawsuit Alleges Unsafe Conditions, Harassment, and Discrimination

A group of fired SpaceX workers has filed a lawsuit against Elon Musk, alleging workplace... (20 revisions)

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SEC DG Plans to Drive $1 Trillion Economy and Resolve Unclaimed Dividends in Nigeria Through Digital Capital Market

The Senate Committee on Capital Market has cleared Dr. Emomotimi Agama as the Director-General... (24 revisions)